Shows / Transition To RIA Podcast
Transition To RIA Podcast
The Transition To RIA Podcast is named by Kitces as a Top Podcast for Financial Advisors! Brad Wales, founder of Transition To RIA (TransitionToRIA.com) discusses WHY and HOW to transition your financial advisory practice to the Registered Investment Advisor ("RIA") model. This question/answer style podcast pulls directly from the hundreds of RIA related questions Brad has been asked over the years. With 20+ years industry experience, including direct RIA related roles in compliance, finance…
Episodes
- Transition To RIA Podcast
Q40 - How Does A Broker-Dealer Grid Payout Compare To An RIA?
Episode #40: This episode is from video #40 of the Transition To RIA video series where I answer Registered Investment Advisor (RIA) related questions I get…
- Transition To RIA Podcast
Q39 - How Do I Start A Podcast As My Own RIA?
Episode #39: This episode is from video #39 of the Transition To RIA video series where I answer Registered Investment Advisor (RIA) related questions I get…
- Transition To RIA Podcast
Q38 - Am I Required To Have A CFP Designation To Start My Own RIA?
Episode #38: The Certified Financial Planner (“CFP”) designation is arguably the mostly widely recognized professional designation within the financial…
- Transition To RIA Podcast
Q37 - How Do I Create A Marketing Plan For My New Advisory Firm?
Episode #37: One of the most exciting aspects about transitioning to the RIA model is creating your marketing plan for your new firm. This is where you get to…
- Transition To RIA Podcast
Q36 - How Does An RIA Custodian Generate Revenue?
Episode #36: This episode is from video #36 of the Transition To RIA video series where I answer Registered Investment Advisor (RIA) related questions I get…
- Transition To RIA Podcast
Q35 - What Is A "Hybrid" RIA?
Episode #35: This episode is from video #35 of the Transition To RIA video series where I answer Registered Investment Advisor (RIA) related questions I get…
- Transition To RIA Podcast
Q34 - What Kind Of RIA Compliance Consultants Are There To Choose From?
Episode #34: This episode is from video #34 of the Transition To RIA video series where I answer Registered Investment Advisor (RIA) related questions I get…
- Transition To RIA Podcast
Q33 - Can An RIA Charge Performance Fees?
Episode #33: This episode is from video #33 of the Transition To RIA video series where I answer RIA related questions I get from advisors just like you. On…
- Transition To RIA Podcast
Q31 - What Is The Difference Between Fee Based And Fee Only?
Episode #31: This episode is from video #31 of the Transition To RIA video series where I answer RIA related questions I get from advisors just like you. On…
- Transition To RIA Podcast
Q30 - Is It Possible To Keep Some Of My Legacy Commission Business As An RIA?
Episode #30: This episode is from video #30 of the Transition To RIA video series where I answer RIA related questions I get from advisors just like you. On…
- Transition To RIA Podcast
Q28 - What Can I Expect To Happen During A Regulatory Exam?
Episode #28: This episode is from video #28 of the Transition To RIA video series where I answer RIA related questions I get from advisors just like you. On…
- Transition To RIA Podcast
Q27 - Can I Start As Single Custodian And Then Become Multi-Custodian Later?
Episode #27: This episode is from video #27 of the Transition To RIA video series where I answer RIA related questions I get from advisors just like you. On…
- Transition To RIA Podcast
Q26 - What Conflicts Of Interest Do You Have To Disclose As An RIA?
Episode #26: This episode is from video #26 of the Transition To RIA video series where I answer RIA related questions I get from advisors just like you. On…
- Transition To RIA Podcast
Q25 - Should I Buy An Existing RIA Or Start My Own?
Episode #25: This episode is from video #25 of the Transition To RIA video series where I answer RIA related questions I get from advisors just like you. On…
- Transition To RIA Podcast
Q24 - What Is A "No Transaction Fee" Program?
Episode #24: This episode is from video #24 of the Transition To RIA video series where I answer Registered Investment Advisor (RIA) related questions I get…
- Transition To RIA Podcast
Q23 - What Is The Difference Between Transaction Based Pricing & Asset Based Pricing?
Episode #23: This episode is from video #23 of the Transition To RIA video series where I answer Registered Investment Advisor (RIA) related questions I get…
- Transition To RIA Podcast
Q22 - Does My Custodian Send Account Statements To My Clients?
Episode #22: This episode is from video #22 of the Transition To RIA video series where I answer RIA related questions I get from advisors just like you. On…
- Transition To RIA Podcast
Q21 - Can I Charge Flat Or Hourly Rate Fees For Financial Planning As An RIA?
Episode #21: This episode is from video #21 of the Transition To RIA video series where I answer RIA related questions I get from advisors just like you. On…
- Transition To RIA Podcast
Q20 - What Is The Minimum Account Size I Can Have As An RIA?
Episode #20: This episode is from video #20 of the Transition To RIA video series where I answer RIA related questions I get from advisors just like you. On…
- Transition To RIA Podcast
Q19 - Will My Custodian Offer Every Mutual Fund I Might Want To Use With My Clients?
Episode #19: This episode is from video #19 of the Transition To RIA video series where I answer RIA related questions I get from advisors just like you. On…
- Transition To RIA Podcast
Q18 - Will I Keep 100% Of My Clients If I Start My Own RIA?
Episode #18: This episode is from video #18 of the Transition To RIA video series where I answer RIA related questions I get from advisors just like you. On…
- Transition To RIA Podcast
Q17 - As An RIA, Can I Use More Than One Custodian?
Episode #17: This episode is from video #17 of the Transition To RIA video series where I answer RIA related questions I get from advisors just like you. On…
- Transition To RIA Podcast
Q16 - What Is An Advisory Agreement And How Do I Create One?
Episode #16: This episode is from video #16 of the Transition To RIA video series where I answer RIA related questions I get from advisors just like you. On…
- Transition To RIA Podcast
Q15 - Does The Client Or RIA Pay The Trading Transaction Costs?
Episode #15: This episode is from video #15 of the Transition To RIA video series where I answer RIA related questions I get from advisors just like you. On…
- Transition To RIA Podcast
Q14 - What Level Of Bottom Line Income Can I Expect To Earn As An RIA?
Episode #14: This episode is from video #14 of the Transition To RIA video series where I answer RIA related questions I get from advisors just like you. On…
- Transition To RIA Podcast
Q13 - Can I Sell Insurance Products As An RIA?
Episode #13: This episode is from video #13 of the Transition To RIA video series where I answer RIA related questions I get from advisors just like you. On…
- Transition To RIA Podcast
Q12 - How Much Does An RIA Compliance Consultant Cost?
Episode #12: This episode is from video #12 of the Transition To RIA video series where I answer RIA related questions I get from advisors just like you. On…
- Transition To RIA Podcast
Q11 - Won't I Have To Pay For Doing My Own Compliance As An RIA?
Episode #11: This episode is from video #11 of the Transition To RIA video series where I answer RIA related questions I get from advisors just like you. On…
- Transition To RIA Podcast
Q10 - Will I Officially Own My Book With My Own RIA?
Episode #10: This episode is from video #10 of the Transition To RIA video series where I answer RIA related questions I get from advisors just like you. On…
- Transition To RIA Podcast
Q9 - What Is The Minimum AUM I Must Have To Start An RIA?
Episode #9: This episode is from video #9 of the Transition To RIA video series where I answer RIA related questions I get from advisors just like you. On…
- Transition To RIA Podcast
Q8 - How Often Will My RIA Receive A Regulatory Exam?
Episode #8: This episode is from video #8 of the Transition To RIA video series where I answer RIA related questions I get from advisors just like you. On…
- Transition To RIA Podcast
Q7 - Do I Have To Get Outside Business Activities Approved As An RIA?
Episode #7: This episode is from video #7 of the Transition To RIA video series where I answer RIA related questions I get from advisors just like you. On…
- Transition To RIA Podcast
Q6 - Can I Have Discretionary Accounts As An RIA?
Episode #6: This episode is from video #6 of the Transition To RIA video series where I answer RIA related questions I get from advisors just like you. On…
- Transition To RIA Podcast
Q5 - How Long Does It Take To Register An RIA?
Episode #5: This episode is from video #5 of the Transition To RIA video series where I answer RIA related questions I get from advisors just like you. On…
- Transition To RIA Podcast
Q4 - How Do I Logistically Setup An RIA?
Episode #4: This episode is from video #4 of the Transition To RIA video series where I answer RIA related questions I get from advisors just like you. On…
- Transition To RIA Podcast
Q3 – What Is The Difference Between An RIA And An IAR?
Episode #3: This episode is from video #3 of the Transition To RIA video series where I answer RIA related questions I get from advisors just like you. On…
- Transition To RIA Podcast
Q2 – Do I Need To Register My RIA With The SEC Or With My State?
Episode #2: This episode is from video #2 of the Transition To RIA video series where I answer RIA related questions I get from advisors just like you. On…
- Transition To RIA Podcast
Q1 - Why Should I Consider Transitioning To The RIA Model?
Episode #1: This is question #1 of the Transition To RIA video series where I answer RIA related questions I get from advisors just like you. On today's…