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Q34 - What Kind Of RIA Compliance Consultants Are There To Choose From?
Episode #34: This episode is from video #34 of the Transition To RIA video series where I answer Registered Investment Advisor (RIA) related questions I get from advisors just like you. On today's episode I explain the different types of RIA compliance consulting firms you will potentially utilize as your own RIA.
About Host: Brad Wales is the founder of Transition To RIA, where he helps financial advisors to learn and understand everything there is to know about WHY and HOW to transition their practice to the Registered Investment Advisor (RIA) model. Brad has nearly 20 years of industry…
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