Q7 - Do I Have To Get Outside Business Activities Approved As An RIA?

Transition To RIA Podcast · Dec 7, 2020 · 11m

Episode #7: This episode is from video #7 of the Transition To RIA video series where I answer RIA related questions I get from advisors just like you. On today's episode I explain what the process is (or isn't, for that matter) regarding Outside Business Activities (OBAs) as your own RIA.

About Host: Brad Wales is the founder of Transition To RIA, where he helps financial advisors to learn and understand everything there is to know about WHY and HOW to transition their practice to the Registered Investment Advisor (RIA) model. Brad has nearly 20 years of industry experience, including direct…