Shows / FinTech Law and Compliance
FinTech Law and Compliance
Fintech Law and Compliance is dedicated to helping financial services professionals navigate the complex regulatory landscape. Hosted by industry experts, the podcast covers a wide range of topics, including compliance strategies, risk management, and the latest legal developments affecting fintech companies. With a focus on clarity and actionable insights, the show aims to empower listeners to make informed decisions that align with both business goals and regulatory obligations. Whether…
Episodes
FinTech Law and ComplianceWhen Should a FinTech Company Hire a Fractional Chief Legal Officer?
Episode Summary: In this episode of Fintech Law & Compliance, host Michelle Rotella is joined by Charles A. Christofilis to explore the critical role of a…
FinTech Law and ComplianceAML Compliance for Broker-Dealers
Episode Summary: In this episode of Fintech Law and Compliance, host Michelle Rotella is joined by Charles A. Christofilis to delve into the critical aspects…