Latest / Bitcoin for Financial Services Podcast
What Regulators Actually Think About Bitcoin: A Compliance Chief on RIAs, Cold Card, and Debanking
State regulators may be far more relaxed about Bitcoin in client portfolios than the federal headlines suggest.
Jordan and Wyatt sit down with Mark Dempsey, founder of Crypto Regulatory Solutions. Mark started at FINRA, became chief compliance officer for Navy Federal’s RIA and broker-dealer, and now advises Bitcoin-focused investment advisors and funds. He explains how regulators treat Bitcoin as one more asset class under fiduciary duty, why documentation matters more than the allocation percentage, and what the Cold Card failure means for vendor due diligence and disclosure. They also…
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