Greatest Hits - To Be an RIA, or Not to Be an RIA

Advisor Talk with Frank LaRosa · Feb 29, 2024 · 29m

Show highlights include:

*Common misconceptions advisors have about going independent.

*A breakdown of the complexities of becoming an RIA, including legal considerations, compliance tasks, and the financial investment required.

*An exploration of the spectrum of RIA models including the advantages and disadvantages of each.

*What advisors need to consider in order to know whether they truly want to become an RIA, or if they just want to affiliate with an existing RIA.

The expertise that Frank and Stacey share over the course of this week’s edition of Advisor Talk is immense. Walk away from…