S9E6 Compliance with Nadia Docker

Challenge the Standard in Financial Advice · Oct 29, 2026 · 1h 10m

In this week's episode, Nadia Docker from Kinetic Compliance comes on to share her insights about the ever-changing compliance landscape we advisers have to trudge through.

She answers quickfire questions on:

Regulatory changes

Why your SoA sucks

Data security

Wholesale investments

And of course, "Can I use an ROA for this?"

Nadia also valiantly works on making Jordan and Nathan get on board the AML/CTF train. They're...resistant.

Also, despite being mercilessly baited by both his co-host and guest, Jordan manages to keep his views on licensees to a minimal amount of sentences, which needs to…