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Episode 86: Fund Regulation and Disclosure (The Five-Minute Audit)
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Episode Summary
This episode pulls back the curtain on the extensive regulatory guardrails designed to protect Canadian mutual fund investors, focusing on National Instrument 81-102 (NI 81-102). Under this strict regulatory framework, prospectus-qualified mutual funds are bound to rigorous structural safety standards, including concentration limits that prevent a fund from over-allocating capital to a single company, strict caps on borrowing, limits on holding illiquid assets, and tight…
The skinny
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