NCLA Asks SCOTUS to Rein In the SEC
Can the SEC force someone to give up money when it cannot identify a single harmed investor?
NCLA is asking the Supreme Court to take Spartan Securities Group v. SEC, a case that has been winding through the courts for years and now presents two significant questions about the reach of federal securities law.
NCLA President and Chief Legal Officer Mark Chenoweth and Senior Litigation Counsel John Vecchione are joined by Senior Litigation Counsel Kara McKenna Rollins, who has worked on the case since 2019.
After a 14-count SEC complaint, NCLA’s clients were found not liable on 13 counts. The…
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