Episode 42: Form N-PX

Tokens of Wisdom · Aug 2, 2024 · 6m

Exciting times this month, as certain institutional investment managers are gifted a new regulatory filing requirement!

Key Points From This Episode:

What is Form N-PX?

Who has to file it?

What needs to be reported?

What is the deadline?

Disclaimer:

This show is for informational purposes only. Nothing presented here constitutes legal advice. Tokens of Wisdom is produced by Dave Rothschild, partner at Cole-Frieman & Mallon LLP headquartered in San Francisco, California. For more information, visit https://colefrieman.com/

Links Mentioned in Today’s Episode:

Dave Rothschild -…