[SIE] 53, Market Manipulation
This podcast is made by Ran Chen, who holds an EA license, Insurance and Securities licenses (Series 6, 63, 65), and CFP designation. He is passionate about opening up information to help everyone prepare better for financial certification exams. This episode covers content for the SIE Exam exam. In this episode you will learn: - Understanding the "pump and dump" scheme where false hype is used to inflate a stock's price for a quick profit. - Identifying "front-running" as the prohibited practice of a broker trading for their own account based on advance knowledge of a large client order. -…
The skinny
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