Experienced Securities and Investment Fraud Attorney - Glenn Mazer

BSPE Legal Marketing Podcast · Oct 2, 2025 · 5m

From Mazer Law Firm PC – Experienced Securities and Investment Fraud Attorney dives into how investors can recognize, respond to, and recover from misconduct, drawing on real-world cases and clear explanations of the rules that govern Wall Street and Main Street alike. We unpack what “securities fraud” really looks like—from misrepresentation and unauthorized trading to Ponzi schemes—and explain why overconcentration, churning, and unsuitable investments are more than “bad luck.” You’ll learn how the Alabama Securities Act (Code of Alabama, Title 8, Chapter 6), FINRA Rule 2111, and Regulation…