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Episode 14: Registration Categories | Canadian Investing
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Not everyone who gives investment advice in Canada is registered to do the same things. This episode breaks down the registration categories — dealing, advising, and investment fund management — and the individual categories within them, from dealing representatives to portfolio managers. It explains why the title on a business card doesn't always match the registration behind it, what each category is legally allowed to do, and how to check a person's actual registration before trusting…
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