Series 7 Exam Prep 50, Options Disclosure and Account Approval
This podcast is made by Ran Chen, who holds an EA license, Insurance and Securities licenses (Series 6, 63, 65), and the CFP® designation. He is passionate about opening access to high-quality exam preparation resources and helping learners prepare more effectively for professional certification exams. In this episode you will learn: - The Options Disclosure Document (ODD) must be delivered to a client at or before the account is approved by a Registered Options Principal (ROP). - A client has 15 calendar days from the date of account approval to sign and return the options agreement. - If…
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