Q104 - Should I Transition To The "RIA Channel" At My Multi-Channel Firm?

You want to transition your practice to the RIA model.

You are currently affiliated with a multi-channel firm. One of those options is their “RIA channel.”

Should you make the “internal” transition of your practice to it?

This question is more complicated than it seems:

Are you sure you know what your firm is referring to when they say “RIA channel?” Firms use the same vernacular to refer to different models.

Is an internal move to the channel even an option? (Spoiler: In some instances, it’s not!)

Are you aware of how the internal option compares to external options available to you as well?…

The skinny

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