You're Fired - Strategies and Lessons For The Recently Terminated Advisor (Part 1 of a two-part series) (EP.09)

Advisor Talk with Frank LaRosa · Aug 5, 2019 · 20m

You may think it will never happen to you, but as more and more advisors are discovering, being terminated by your firm is becoming an unpleasant reality for many. In a time when advisors have become more outspoken about both their practices and their client needs, larger firms are retaliating with termination as a 'keep the status quo' strategy. Alternatively, increased FINRA scrutiny has resulted in firms becoming more vigilant in their business practices and ultimately led to an increase in advisor terminations. In this episode of the 'Financial Advisor's Advisor', which is Part 1 of a…