Series 7 Exam Prep 66, Research Reports and Quiet Periods
This podcast is made by Ran Chen, who holds an EA license, Insurance and Securities licenses (Series 6, 63, 65), and the CFP® designation. He is passionate about opening access to high-quality exam preparation resources and helping learners prepare more effectively for professional certification exams. In this episode you will learn: - The quiet period for IPOs is 10 days for all participants, while for follow-on offerings, it is 3 days and applies only to managers. - Research analyst compensation cannot be directly linked to specific investment banking transactions to ensure objectivity. -…
The skinny
The skinny isn't ready yet — notes appear once the transcript is processed.