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Q99 - What Do Advisors Fear About Compliance With The RIA Model?
Thinking about starting an RIA?
Beware of industry voices bent on scaring you out of it.
Whether due to naivety or because they’re agenda driven to keep you from making a change, there is no shortage of people expressing falsehoods about the RIA model.
The resulting misconceptions often relate to managing compliance as your own RIA.
In this episode of the Transition To RIA question & answer series, I debunk several such misconceptions.
Come take a listen!
P.S. Prefer video? You can find this entire series in video format on Youtube. Search for the TRANSITION TO RIA channel.
Show notes…
The skinny
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