Latest / Safe As Podcast / Ep 9: How certified systems & auditing mask psychosocial issues
Transcript
- 0:07Have you ever felt like you're playing a game where the rules
- 0:10are clear, the score is kept, but the real challenges are
- 0:13happening off the scoreboard? That could be the case in
- 0:16workplace safety. We pour resources into certified
- 0:19safety systems, tracking countless metrics, believing
- 0:23we're safer. What if these various systems
- 0:26designed to protect us are creating unhealthy blind spots?
- 0:30What if, in our pursuit of what's measurable and orbitable,
- 0:33we're inadvertently turning a blind eye to the more complex,
- 0:36human and pernicious issues in our organisations?
- 0:40Think about the invisible, precious, crushing workloads,
- 0:44the unspoken stresses, the subtle erosion of well being.
- 0:49These aren't always neat, quantifiable risks, yet they're
- 0:52happening every single day. This week we're diving into a
- 0:55paper that argues that our certified safety systems, while
- 0:59technically compliant to standards and well intentioned,
- 1:02might be tragically I'll equipped to handle these messy
- 1:04real world problems. They push us towards auditable
- 1:07knowledge, reshaping our understanding of safety and
- 1:10potentially leaving important human issues unaddressed,
- 1:14festering in the shadows. Good day everyone.
- 1:17I'm Matt Hutchinson, This is Safe as a podcast dedicated to
- 1:20the thrifty analysis of safety, risk and performance research.
- 1:25Visit safetyinsights.org for more research.
- 1:28Today's paper is making work environment auditable.
- 1:32A critical case study of certified occupational health
- 1:35and safety management systems in Denmark by Henry and HASSLE
- 1:392011, published in Safety Science.
- 1:43So this paper investigated and described the impact of
- 1:46certification on occupational health and safety management
- 1:49systems or safety management systems and the related audits
- 1:52including values, the logics of what they were doing and why,
- 1:56and concerns about the systems for addressing workplace issues
- 1:59called the environment in this paper.
- 2:01So if I refer to environment, I mean the work environment.
- 2:04So what are the methods? They employed a case study
- 2:07approach focusing on a Danish manufacturing company they
- 2:10called Metalworks. This company was selected
- 2:13because it was a high performer implying that any problems found
- 2:16there would likely exist in other companies very quickly.
- 2:19The data was gathered through multi methods.
- 2:21So they used semi structured interviews with diverse
- 2:24personnel, 10 personnel, they use observations during
- 2:28meetings, tools and shopful activities.
- 2:30They use wooden materials like procedures, audit results and
- 2:33more. Now their analysis, which was
- 2:35guided by a constructivist perspective, focus on their
- 2:38certification and external audits transform the sorts of
- 2:41work that people do and why they do it.
- 2:44A constructivist perspective suggests that practises like
- 2:47auditing aren't neutral or objective tools that simply
- 2:50measure the world or measure reality or facts.
- 2:52Instead, they are understood as social processes that actively
- 2:56shape and produce reality that they are supposed to audit.
- 3:00Put another way, whereas some perspectives, like positivistic
- 3:03perspectives, believe that there's a clearly an objective
- 3:07reality that's observable separate to the observers, you,
- 3:10me, them constructivists recognise that A a real world
- 3:15does exist B it's always filtered and interpreted through
- 3:19the subjective lenses of the observers.
- 3:22So what did they find? Well, there was a creation of an
- 3:25audible environment. So certified safety systems
- 3:28actively create an environment of measurable and audible facts,
- 3:32driven by external demands for visible standards.
- 3:35This means the system itself guides what is seen, measured
- 3:39and reported, often prioritising what could be easily proven.
- 3:44There was a narrowing knowledge base focus on safety.
- 3:47The system's knowledge is heavily influenced by
- 3:49measurability and competitiveness.
- 3:51This leads to an explicit focus on safety issues, often
- 3:55discussed first with safety can play with the broader work
- 3:58environment in the rhetoric, but not in practise.
- 4:01In other words, while they talk about the work environment in
- 4:05practise, they often only deal with the easily quantifiable
- 4:08safety instance. Furthermore, almost all
- 4:11performance indicators were safety related, with few
- 4:14measures measuring long term health hazards or psychosocial
- 4:17factors. The system converts uncertainty
- 4:20into easily audible risk management forms.
- 4:24This shows a clear preference from metrics that fit the audit
- 4:27criteria over those that reflect wider, more complex risks.
- 4:31There was a standardisation of conduct and cultural values.
- 4:34Management promoted order, tardiness, Good Housekeeping as
- 4:38core safety values, integrating them into tools and discourse.
- 4:42This also served as a marketing tool for external
- 4:45accountability, like compulsory PPE was widely enforced,
- 4:49sometimes overriding professional judgement.
- 4:52Essentially this means surface level behaviours were
- 4:55emphasised, even if they didn't always directly address deeper
- 4:58safety links or worker experience issues.
- 5:02There was the exclusion of complex psychological and
- 5:05psychosocial issues. The certified safety system.
- 5:08Often they collected work environment problems that were
- 5:11difficult to audit such as job intensity, work pressure, and
- 5:15employee well being. These complex issues into waving
- 5:19with production were not easily reduced to visible performance
- 5:22indicators. This highlights a critical blind
- 5:25spot where important human factors are simply not captured
- 5:28by the auditing system, nor are the psychosocial factors well
- 5:33integrated within the conventional safety management
- 5:35system approaches. There was a shift from problem
- 5:38solving to visible accountability.
- 5:41Certification redirected focus from solving real world
- 5:45environment problems in the workplace to demonstrating
- 5:48compliance for external audiences, similar to what Ray
- 5:51and proven in a safety of work model called Demonstrated Safety
- 5:56and written systems became valid more for that demonstrable
- 5:59compliance than for the actual control of issues.
- 6:03This means the system's purpose often shifts from genuinely
- 6:06improving safety to merely proving it on paper for external
- 6:10stakeholders. And finally, there's a
- 6:13compromise of professional judgement.
- 6:16The strong emphasis on standardised procedures while
- 6:19ensuring measurable rules devalued employees professional
- 6:22judgement and flexibility, potentially contributing to
- 6:26psychosocial issues. In essence, workers on the
- 6:29grounds expertise and ability to adapt were undermined by rigid
- 6:33rules, potentially leading to new problems like workarounds
- 6:37and silent fixes. So, limitations.
- 6:41The authors acknowledged that the observed outcomes were not
- 6:43solely due to the ISO accreditation or auditing
- 6:46system, but like all resulted from a number of different
- 6:49factors to do with the organisation, the cultures,
- 6:52processes and more. Additionally, a study is based
- 6:56on a single company, so we don't know how generalizable the
- 6:59findings are. Although I should note these
- 7:02authors have also published later research which both sort
- 7:05of support some of these findings but also challenges
- 7:08some of them. Also, I might cover one of them
- 7:10in the future. So what do we make of the
- 7:12findings? Well, let's reiterate some of
- 7:15the key conclusions. First one, certified safety
- 7:18systems may not address some urgent workplace issues after
- 7:22excluding complex problems like psychosocial factors and work
- 7:25intensity. This suggests that relying
- 7:28solely on certified systems or traditional safety management
- 7:31system approaches won't automatically solve a company's
- 7:34biggest human related safety challenges or interpersonal
- 7:36risks and whatnot. 2 This drive for auditability leads to a
- 7:41narrow technical understanding of the work environment,
- 7:44emphasising safety and measurable deviations over
- 7:47holistic well being. This implies that looking safe
- 7:51might become more important than being safe in areas that are
- 7:54hard to quantify. Third, the demand for
- 7:58standardised solutions while making systems auditable can
- 8:02compromise professional judgement and flexibility.
- 8:05Inhibiting work is adaptive abilities on the shop floor or
- 8:08their risk saving us. So what can we do?
- 8:12I fear there's no simple silver bullets for these complex
- 8:14sociotechnical issues. Some might even say wicked
- 8:17problems. But I think at the least, recent
- 8:21changes in Australia regarding psychosocial hazards is probably
- 8:24a great area of focus to make up for some of these shortfalls in
- 8:28the SMS approaches. 2 We probably need to resist changing
- 8:33our systems to accommodate auditors unless there's a clear
- 8:36reason why we need to change, for instance, goal directed
- 8:41behaviour. That's it.
- 8:43On Safe As I'm Ben Hutchinson, please help share, rate and
- 8:47review and she getsafetyinsights.org for more
- 8:50research. Finally, feel free to support
- 8:54Safe As by sharing a coffee link in the show notes.