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[Series 63] S632: Broker-Dealer Registration, Net Capital, and Bonding Requirements
Hey, welcome to VoraPrep Audio. Alright, let's talk about something that trips people up when they're first starting a firm. Imagine you've just launched your own brokerage, Global Wealth Strategies. You're ready to go, but you realize you have clients in a few different states. It's not as simple a…
The skinny
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