Series 7 Exam Prep 75, Municipal Securities Rules and MSRB
This podcast is made by Ran Chen, who holds an EA license, Insurance and Securities licenses (Series 6, 63, 65), and the CFP® designation. He is passionate about opening access to high-quality exam preparation resources and helping learners prepare more effectively for professional certification exams. In this episode you will learn: - The MSRB creates rules for the municipal securities market but does not have enforcement authority; enforcement is handled by agencies like FINRA and the OCC. - Political contributions by Municipal Finance Professionals (MFPs) are limited to $250 per election…
The skinny
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