Latest / COMPLY: The Marketing Compliance Podcast
Building, Evolving, and Automating Fintech Marketing Compliance
There has been a shift in how regulators are approaching regulation of BaaS and FinTech’s. As enforcement actions continue to increase, having a well prepared compliance program in place is important now more than ever.
In today’s COMPLY Podcast episode, I am joined by Ethan Singleton, Principal at FS Vector where we will chat about:
Regulation in a new age of fintechs
How banks and fintechs can apply what they have learned from regulatory actions
How to know when the time is right to get out of spreadsheets and into a technology solution
The cost of not having a monitoring process in place…
The skinny
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