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Episode 45: Digital Asset Manager SEC Settlement

The digital asset fund manager community is up in arms about the SEC’s latest shenanigans against Galois Capital, and I’m here to tell you; so am I!

The SEC alleged three separate violations, and gave us zero helpful detail/analysis/guidance that might let other asset managers avoid similar acitons.

Key Points From This Episode:

What violations did the SEC allege Galois Capital committed?

What does a settlement mean?

Why so much secrecy?

Shout out to Laura Shin.

A few rays of sunshine.

Disclaimer:

This show is for informational purposes only. Nothing presented here constitutes legal advice…

The skinny

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