
Episode 45: Digital Asset Manager SEC Settlement
The digital asset fund manager community is up in arms about the SEC’s latest shenanigans against Galois Capital, and I’m here to tell you; so am I!
The SEC alleged three separate violations, and gave us zero helpful detail/analysis/guidance that might let other asset managers avoid similar acitons.
Key Points From This Episode:
What violations did the SEC allege Galois Capital committed?
What does a settlement mean?
Why so much secrecy?
Shout out to Laura Shin.
A few rays of sunshine.
Disclaimer:
This show is for informational purposes only. Nothing presented here constitutes legal advice…
The skinny
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