Q123 - What Additional Responsibilities Come With Your Own RIA?

Transition To RIA Podcast · Apr 15, 2025 · 20m

So, you want to start an RIA?

You want the better economics that come with it?

The increased flexibility you’ll have with your practice?

But are you aware of the additional responsibilities that come with it as well?

As advantageous as the RIA model is, there is no free lunch.

It’s important to understand what the additional responsibilities are, to determine if they are something you are able/willing to accommodate.

And with your specific situation, whether the added benefits of the model outweigh the added responsibilities.

In this episode (#123) of the Transition To RIA question & answer…