
[IICA Independent Director] 28, Inside Information, Trading and Confidentiality
This podcast is made by Ran Chen, who holds an EA license, Insurance and Securities licenses (Series 6, 63, 65), and the CFP® designation. He is passionate about opening access to high-quality exam preparation resources and helping learners prepare more effectively for professional certification exams. In this episode you will learn: - How SEBI PIT Regulations define Unpublished Price Sensitive Information (UPSI) and insider status for listed companies. - Why communicating UPSI or tipping relatives constitutes a regulatory breach even without personal trading or monetary gain. - The legal…
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