Latest / Safe As Podcast / E40: Types and mechanisms of investigator bias
Transcript
- 0:07Why do safety investigations so often point to human error?
- 0:11This episode uncovers the hidden biases in our brains that
- 0:14unconsciously steer experts towards blaming people, leaving
- 0:18systemic risks unaddressed. It's a follow up from the last
- 0:22episode by the same primary author.
- 0:25Good everyone, I'm Ben Hutchinson and This is Safe as
- 0:28podcast dedicated to the thrifty analysis of safety, risk and
- 0:32performance research. Visit safetyinsights.org for
- 0:35more research. This paper examined how bias and
- 0:38noise affect workplace safety investigations and has some
- 0:42proposed solutions. The existing investigation
- 0:46literature this paper notes, does not comprehensively cover
- 0:49this topic. The papers by MacLean 2027
- 0:54titled Cognitive Bias in Workplace Investigations,
- 0:57Problems, Perspectives and Proposed Solutions in Applied
- 1:01Economics. So bias in this paper is defined
- 1:05as the systematic deviation from evidence based objective
- 1:09judgement. I have a few little quirks with
- 1:12this idea of objective judgments, but let's just put
- 1:14that aside. All individuals, including
- 1:17experts, are susceptible to biassed decisions, often unaware
- 1:22of how or when these biases influence their judgments.
- 1:27So bias is a systematic deviation.
- 1:29It's not random error, meaning it consistently skews
- 1:32perceptions and judgments, sometimes counter to the
- 1:35evidence. While not always leading to
- 1:38incorrect conclusions, it directs interpretations in
- 1:42specific ways. This paper highlights that
- 1:45workplace information is frequently ambiguous and
- 1:48incomplete, which can encourage the use of mental shortcuts or
- 1:52heuristics, and use of these heuristics can sometimes, under
- 1:57certain conditions, influence bias.
- 2:00This malleability of what a piece of information means
- 2:02fundamentally challenges the notion that the facts are the
- 2:05facts. Understanding bias begins with
- 2:08understanding how humans process information and how expertise
- 2:12effects decision making. Humans rely on automatic mental
- 2:15shortcuts or heuristics that often operate without conscious
- 2:19awareness. Expertise on enhancing
- 2:22efficiency also influences investigative decisions.
- 2:27We don't passively process information.
- 2:29Instead, we actively interpret it based on our understanding of
- 2:33the world. These shortcuts help us focus on
- 2:36perceived important areas and ignore or reinterpret other
- 2:40things. As skills increase, so does
- 2:43reliance on these efficient, less consciously accessible
- 2:46cognitive processes. Personal factors such as an
- 2:50individual's disposition and beliefs can also play a role.
- 2:55For instance, a high need foreclosure can lead
- 2:58investigators to quicker conclusions with less in depth
- 3:01processing. Let's look at how the
- 3:04environmental, cultural, and experiential factors influence
- 3:07what investigators construct. So investigators background and
- 3:11organisational environmental factors contribute to bias.
- 3:16How professionals develop initial hypotheses can be shaped
- 3:19by their education. For example, engineers might
- 3:22favour linear systemic explanations for safety
- 3:25incidents where site managers might consider more very
- 3:28contributing factors. Time pressure and fatigue so
- 3:33both act as constraints where fatigue can lead to greater
- 3:36reliance on intuitive rather than analytical cognitive
- 3:39processing. Cultural and structural
- 3:41pressures within an organisation can also bias judgement.
- 3:45For instance, an emotionally charged event could promote more
- 3:48cognitive shortcuts, or sadness might encourage a more thorough
- 3:52understanding of evidence. Job status and allegiance can
- 3:55also play a role, so an investigator's job status can
- 3:58correlate with their explanations for events.
- 4:01Higher status safety specialists might offer more worker centric
- 4:05explanations, while those with lower status might focus on
- 4:08management or design factors. Personal allegiance to the
- 4:12company can also be a source of bias.
- 4:15Another factor is base rate factors, which we covered in the
- 4:18Last Podcast. So while experience generally
- 4:21supports good judgement, you can also direct decisions based on
- 4:25investigators experiences of the event likelihood rather than
- 4:29solely on the current information.
- 4:32One study found that investigators knowledge about a
- 4:34worker's or the equipment's unsafe history significantly
- 4:39biases their attributions of the event 'cause this means an
- 4:43investigator's own past experience influenced their
- 4:45perception of how an event occurred, potentially leading to
- 4:49base rate fallacies. Irrelevant contextual
- 4:52information also plays a role. For instance, information not
- 4:56directly relevant to the task can still influence judgments.
- 5:00Information accompanied by an image, even if non prohibitive,
- 5:05can make the information seem more truthful and the source
- 5:07more credible. Even if it's not directly
- 5:10related. The order of the information
- 5:12plays a role. The information encountered
- 5:14earlier in an investigation tends to be weighed more heavily
- 5:18and also irrelevant opinions. Opinions such as the driver was
- 5:22careless, while future projections like this will
- 5:25happen again can bias appraisals even though they cannot be
- 5:29verified as facts. So how does evidence get
- 5:34interpreted? The specific information
- 5:36available can also be biassing. Resources such as images,
- 5:40documents, and tools can influence judgements, suggesting
- 5:44that the resources consulted may actually shape an investigator's
- 5:47cognition more than the actual evidence itself.
- 5:52Investigators may not follow a linear process.
- 5:55Instead, they might consult reference materials before or
- 5:59during evidence evaluation, allowing these materials to
- 6:02influence their interpretation. An example is a cause analysis
- 6:06chart with a checklist of substandard conditions and
- 6:09actions. This could influence
- 6:11investigators to fit evidence into predefined categories.
- 6:15One study showed that experts using such a chart sought less
- 6:19information about how the event occurred compared to a control
- 6:22group. And just think about it, ICAM,
- 6:25HVACS, almost everything has some sort of predefined
- 6:29categories. Perception also plays a role, so
- 6:32certain types of data can be more biassing than others.
- 6:35For instance, while a tyre print might not be biassing, an
- 6:39ancient disrepaired piece of industrial equipment might be,
- 6:42even if irrelevant to the event's cause.
- 6:45Investigators with prior knowledge of involved
- 6:47individuals may also be biassed. Research indicates workplace
- 6:51investigators tend to attribute a disproportionately greater
- 6:55amount of responsibility for an event to the workers action than
- 6:59the evidence actually supports. This is influenced by cognitive
- 7:02tendencies to perceive others actions as intentional and
- 7:06overemphasise dispositional qualities like they're lazy or
- 7:09inattentive, while underestimating contextual
- 7:12factors. The severity of an event also
- 7:15biases the data search, the interpretation and judgments.
- 7:18More severe events can prompt investigators to perceive worker
- 7:22decisions as more careless. Hindsight bias is also a factor
- 7:26where investigators are from an event.
- 7:29They believe it was more predictable and preventable than
- 7:32it truly was beforehand. This has been called delusional
- 7:35clarity in other research paper. Also covers some other sort of
- 7:39threats in the investigation process.
- 7:41Confirmation bias. This is where an initial
- 7:44hypothesis can create tunnel vision, causing investigators to
- 7:47seek evidence that supports their initial theory and
- 7:50minimise or ignore contradictory information.
- 7:54Studies show investigators may stop collecting information once
- 7:57they find the causes that they confidently endorse.
- 8:01They find what they're expecting to find.
- 8:03Another one's called coherence based reasoning.
- 8:06Instead of updating their hypothesis based on new
- 8:08information, investigators may unconsciously reinterpret
- 8:12previously evaluate information to fit a new coherent narrative.
- 8:17A bias cascade biassed opinion at one point in the
- 8:20investigation can systematically bias subsequent judgments and
- 8:25bias snowball effect. When a bias investigator shares
- 8:28information, it can lead to others forming seemingly
- 8:32independent corroborating opinions that in reality
- 8:35originate from a single bias source.
- 8:38The paper covers some techniques and some solutions around like
- 8:41debiasing, noting that the evidence for debiasing is pretty
- 8:45patchy. The first one's blinding,
- 8:49minimising irrelevant or contaminating information.
- 8:51For investigators. This technique is considered
- 8:54effective, but requires careful consideration of when
- 8:57information is truly necessary versus merely interesting.
- 9:01Linear sequential, unmasking extended.
- 9:04This technique controls the flow of information, presenting less
- 9:07biassing information 1st and more potentially biassing
- 9:11information later. This tries to provide more of a
- 9:14linear investigation process. This technique's actually been
- 9:17recommended elsewhere too. Documenting alternative
- 9:20hypotheses. For situations where
- 9:23investigators prior knowledge or affiliation could lead to bias,
- 9:27documenting alternative hypothesis can be useful
- 9:30independent assessment and verification.
- 9:33Having individuals without personal connections to those
- 9:36involved and as separate from the organisation as possible can
- 9:40also help ensure some level of impartiality, as practically
- 9:43it's really difficult for internal investigators to remain
- 9:47truly objective, if that's even really a thing that's possible.
- 9:51Information saliency. So providing up to
- 10:08And the last one, noise reduction through standardised
- 10:10approaches using more standardised practises with
- 10:14demonstrable reliability between and within investigators can be
- 10:18beneficial. It's noted that most workplace
- 10:20investigation techniques lack empirical testing, with very few
- 10:24exceptions. In conclusion, the paper
- 10:27emphasises that knowledge about cognitive bias is not
- 10:30necessarily intuitive, but can actually require explicit
- 10:33teaching. People tend to believe their
- 10:36perceptions is accurate, making bias often undetectable.
- 10:41While investigators are susceptible to bias, certain
- 10:44techniques can help service these biases and potentially
- 10:47reduce the noise in their judgments.
- 10:50That's it on Safe as I'm Ben Hutchinson.
- 10:53Please help share, rate, and review, and check out Safety
- 10:56insights.org for more research. Finally, feel free to support
- 11:01Safe As by shouting a coffee link in the show notes.