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Q56 - What Is The Broker Protocol?
If at some point in the trajectory of your advisory practice you envision changing firms or affiliation models, it's important to understand what the Broker Protocol is.
The Protocol For Broker Recruiting, as it is formally known, was started nearly 20 years ago by three firms seeking to reduce the litigation risk and costs of advisors changing firms.
While the core protections remains the same, the number of participants and nuanced carve-outs to it, has significantly increased it's complexity.
In the latest new episode of my RIA question & answer series, I explain what the Broker Protocol…
The skinny
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