Latest / Inside Securities Law with Frederick M. Lehrer
Going Public Is the Beginning: What Happens After SEC Effectiveness
Going Public Is the Beginning: What Happens After SEC Effectiveness
Becoming public is often treated as the finish line. In reality, SEC effectiveness and the beginning of trading mark the start of a new legal and operational system.
In this episode of Inside Securities Law, securities attorney and former SEC enforcement attorney Frederick M. Lehrer explains the continuing responsibilities a company assumes after going public.
Public companies must file periodic reports, disclose material events, maintain disclosure controls, manage insider-trading risks, and ensure that statements remain…
The skinny
The skinny isn't ready yet — notes appear once the transcript is processed.