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Episode 13: CIRO and Supervised Self-Regulation
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Episode Summary In this episode, John and Jane tackle the controversial topic of self-regulation. While skeptics view self-regulatory organizations (SROs) as "foxes guarding henhouses", John explains that Canada’ model is actually supervised self-regulation. They discuss the 2023 merger of IIROC and the MFDA into CIRO and guide listeners through the practical steps of filing a complaint, highlighting why your Know Your Client (KYC) form is the ultimate decider of financial disputes.
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