Series 7 Exam Prep 7, Customer Account Opening Basics
This podcast is made by Ran Chen, who holds an EA license, Insurance and Securities licenses (Series 6, 63, 65), and the CFP® designation. He is passionate about opening access to high-quality exam preparation resources and helping learners prepare more effectively for professional certification exams. In this episode you will learn: - The four essential pieces of customer information required by the Customer Identification Program (CIP): name, date of birth, address, and tax ID number. - A registered principal's approval and signature are mandatory on the new account form before any trading…
The skinny
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