[SIE] 1, Introduction to Capital Markets
This podcast is made by Ran Chen, who holds an EA license, Insurance and Securities licenses (Series 6, 63, 65), and CFP designation. He is passionate about opening up information to help everyone prepare better for financial certification exams. This episode covers content for the SIE Exam. In this episode you will learn: - The fundamental role of capital markets in connecting investors with businesses. - The clear distinction between the Primary Market, where new securities are issued, and the Secondary Market, where they are traded. - How an Initial Public Offering (IPO) serves as a…
The skinny
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