Q125 - How Difficult Is A Transition To The RIA Model?

Transition To RIA Podcast · May 16, 2025 · 20m

How difficult is a transition to the RIA model?

It’s difficult enough that some advisors and teams can never bring themselves to cross the bridge.

Whereas other advisors and teams learn how to navigate the process, and successfully do so.

There are nonetheless still “difficult” parts to a transition:

Overcoming the uncertainty of a model you’re not yet familiar with. (This is solved through education.)

The workload involved with putting all the pieces into place, particularly down the stretch as the transition nears.

The sprint to move your clients post-launch.

In this episode (#125) of the…