Latest / Transition To RIA Podcast
Q93 - What Is The Difference Between A Corporate RIA And An Independent RIA?
There are no specific regulatory or legal definitions of "Corporate RIA" or "Independent RIA."
Instead, we must rely on how the terms are commonly used in the marketplace.
Corporate RIA verbiage is most often used in reference to the RIA component of large broker/dealers, particularly independent broker/dealers.
Independent RIA verbiage is typically used in reference to owning your own RIA.
On this episode, I discuss not only these two definitions, but additional ways in which the verbiage is used, often in ways you should be cautious about.
Come take a listen!
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The skinny
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