[ACS CCN1] 4, Qualification, Supervision, Materials, and General Safety Duties
This podcast is made by Ran Chen, who holds an EA license, Insurance and Securities licenses (Series 6, 63, 65), and the CFP® designation. He is passionate about opening access to high-quality exam preparation resources and helping learners prepare more effectively for professional certification exams. In this episode you will learn: - How GSIUR Regulation 3 defines competent supervision as direct control rather than mere physical presence - The legal duties and shared liability of employers and unregistered operatives under Regulation 3 - Requirements under Regulation 5 for sound materials…
The skinny
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