Latest / Advisor Talk with Frank LaRosa
Greatest Hits Episode - Legal Perspective Series - with Brian Neville, Founding Partner of Lax & Neville
In particular, this episode focuses on client solicitations when making a move. Topics covered by Frank and Brian include:
Understanding your employment agreement, its restrictions, and how these can impact a transitioning advisor.
The importance of knowing before your move the policies of the firm you are transitioning to, as well as the firm you are moving from.
What to do and what not to do when soliciting clients after your move.
Making a move to a new firm partner is one of the most important decisions a financial advisor will ever make, both from a career and a financial perspective…
The skinny
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