[NISM XXV-A Research Services] 2, Where Client Support Ends and Research Begins
This podcast is made by Ran Chen, who holds an EA license, Insurance and Securities licenses (Series 6, 63, 65), and the CFP® designation. He is passionate about opening access to high-quality exam preparation resources and helping learners prepare more effectively for professional certification exams. In this episode you will learn: * The regulatory boundary separating non-core client support from research origination under SEBI rules. * How to respond when a client requests a target price change or personalized sell advice. * The editorial decision workflow: clarify approved reports…
The skinny
The skinny isn't ready yet — notes appear once the transcript is processed.