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Latest / COMPLY: The Marketing Compliance Podcast

Banking Industry Compliance Roundtable Recap Q3 2024

In this episode of the COMPLY Podcast, I sat down with my co-host Rhonda to debrief on our recent banking industry compliance roundtable and highlight key themes and takeaways from the event.

Discussion points include:

Social media compliance for mortgage and loan officers

Insights on the compliance review process of marketing materials

Best practices for bank-fintech partnerships and marketing compliance

Common BSA/AML challenges for fintechs

Show Notes:

Streamline Compliance Review with PerformLine’s Document Review…

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